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2021 Give Me 5 Promotion Terms and Conditions

YOUR PARTICIPATION IN THE 2021 GIVE ME 5 PROMOTION (“PROMOTION”) SERVES AS YOUR WILLFUL ACCEPTANCE OF AND AGREEMENT TO COMPLY WITH THE TERMS AND CONDITIONS OF THIS PROMOTION. DO NOT PARTICIPATE IN THE 2021 GIVE ME 5 PROMOTION IF YOU DO NOT AGREE WITH THE APPLICABLE TERMS & CONDITIONS.

THE PROMOTIONAL PERIOD

The 2021 Give Me 5 Promotion begins at 12:00am CST on 09/22/2021 and ends at 11:59pm CST on 12/31/2021 (the “Promotional Period”). Sponsor’s computer is the official clock for the Promotion.

PROMOTION DETAILS

The Give Me 5 Promotion offer is available to all approved new customers (as determined by tax ID) who are legal U.S. residents or residents of Australia, and are ages 18+ as of date of participation (a “Qualified Customer”). The Promotion offer is valid on new eligible tastyworks brokerage accounts opened during the Promotional Period and funded with $10,000.00 USD by 11:59pm CST on 12/31/21 (a “Qualified Account”). IRA and Trust accounts are not eligible for the Promotion.

A cash deposit of $500.00 USD will be posted to the Qualified Customer’s Qualified Account approximately one (1) week from the time the initial funding amount of at least $10,000.00 USD has settled and is reflected in the Qualified Account’s Net Liquidating balance.

In order to be eligible for this Promotion, the Referral Code of “GIVE_ME_FIVE_2021” is required to be entered in the REFERRAL CODE FIELD when applying for an eligible account. Sponsor’s system records are the official determination of an eligible account’s open date. Funds must remain in the account (minus any trading losses) for a minimum of three (3) months or the cash credit(s) may be surrendered.

Offer is not valid for internal transfers. The offer is not transferable, saleable, or valid in combination with certain other offers. This Promotion offer is not valid for existing tastyworks customers, customers who have a funded brokerage account, or customers who previously had a funded brokerage account with tastyworks prior to the start of the Promotional Period (09/22/2021).

tastyworks reserves the right, in its sole discretion, to disqualify any participant or reverse any cash credit if the participant does not comply with any or all of the terms of this 2021 Give Me 5 Promotion or with any of the Agreements found at www.tastyworks.com/forms-and-agreements.html

ELIGIBILITY

Participants must be 18 years or older and legal residents of the U.S. or Australia. Employees of Sponsor and its affiliates, subsidiaries, divisions, fulfillment and advertising and promotion agencies, their immediate family members (spouse, parent, child, sibling, and their respective spouses, regardless of where they reside), and those living in the same household of each such individual, whether or not related, are not eligible. Each participant is limited to a single promotional cash credit.

The 2021 GIVE ME 5 PROMOTION is not open to persons who reside in any jurisdiction where tastyworks is not authorized to do business or where its products and services would be contrary to the securities regulations, futures regulations, or other local laws and regulations of that jurisdiction. This Promotion offer is not transferable. tastyworks reserves the right to revoke or extend this offer at any time without prior notice.

PARTICIPANT DATA AND PRIVACY:

Personal information collected in connection with this Promotion will be used in accordance with tastyworks’ Privacy Policy, available at https://assets.tastyworks.com/production/documents/tastyworks_privacy_policy/versions/tastyworks_privacy_policy-2.0.0.pdf. It is tastyworks’ general policy to not share personally identifiable information with third parties.

CONDITIONS OF ENTRY: tastyworks is not responsible for incorrect or inaccurate transcription of entry information, or for any human or printing error in these rules or any promotional materials, technical malfunctions, lost/delayed data transmission, omission, interruption, deletion, defect, line failures of any telephone network, computer equipment, software, or any other error or malfunction, or any injury or damage to participant’s or any other person’s computer related to or resulting from participation in the Promotion. If, in tastyworks’ opinion, there is any suspected or actual evidence of electronic or non-electronic tampering with any portion of this Promotion, or if any difficulties compromise the administration, security, fairness, integrity, or proper conduct of the Promotion, tastyworks reserves the right to modify, cancel, or terminate this Promotion, in whole or in part, at any time without notice. In the event of time of war, national emergency, accident, dangerous weather conditions, fire, riot, strikes, lock-outs, industrial disputes, acts of terrorism, or other matters beyond tastyworks' reasonable control, tastyworks has the right, in its sole discretion, to terminate the Promotion. Prompt notice of such action will be made to eligible customers.

Caution: Any attempt by a participant or any other individual to deliberately undermine the legitimate operation of the Promotion may be a violation of criminal and civil laws and should such an attempt be made, tastyworks reserves the right to seek damages and/or other remedies from any such person to the fullest extent permitted by law. tastyworks reserves the right to disqualify participants for any reason at any time.

DISPUTES: This Promotion is conducted in English. By participating in the Promotion, Participants agree to release, discharge, indemnify and hold harmless tastyworks, its parent, subsidiaries, affiliates, advertising and promotion agencies, and all of their respective officers, directors, members, managers, partners, shareholders, employees and agents (collectively, “Released Parties”) from any liability or damages which may arise out of participation in the Promotion. All applicable federal, state and local laws and regulations apply. Released Parties are not responsible for incorrect or inaccurate transcription of referral information, or for any human or printing error in these Rules or any promotional materials, technical malfunctions, lost/delayed data transmission, omission, interruption, deletion, defect, line failures of any telephone network, computer equipment, software, or any other error or malfunction, or any injury or damage to you or any other person’s computer related to or resulting from participation in the Promotion.

DISPUTE RESOLUTION: The arbitration procedures set forth in your tastyworks Customer Agreement, which are incorporated herein, governs the Promotion.

GOVERNING LAW: All issues and questions concerning the construction, validity, interpretation, and enforceability of these Rules, or the rights and obligations of you and tastyworks in connection with the Promotion, shall be governed by and construed in accordance with the laws of the State of Illinois, without giving effect to any choice of law or conflict of law rules (whether of the State of Illinois, or any other jurisdiction), which would cause the application of the laws of any jurisdiction other than in the State of Illinois.

MISCELLANEOUS: The invalidity or unenforceability of any provision of these Rules will not affect the validity or enforceability of any other provision. In the event that any provision of Rules is determined to be invalid or otherwise unenforceable or illegal, the other provisions will remain in effect and will be construed in accordance with their terms as if the invalid or illegal provision were not contained herein. tastyworks’ failure to enforce any term of these Rules will not constitute a waiver of that provision. You agree to waive any rights to claim ambiguity of these Rules. Headings are solely for convenience of reference and will not be deemed to affect in any manner the meaning or intent of the document or any provision hereof. In the event there is a discrepancy or inconsistency between disclosures or other statements contained in any Promotion materials, privacy policy, or terms of use on the tastyworks.com website, and/or the terms and conditions of the Rules, the Rules shall prevail, govern, and control and the discrepancy will be resolved in tastyworks’ sole and absolute discretion. tastyworks reserves the right to revoke or extend this offer at any time.

tastyworks, Inc. is a registered broker-dealer and member of FINRA, NFA and SIPC.

*tastyworks does not provide investment, tax, or legal advice. tastyworks’ website and brokerage services are not intended for persons of any jurisdiction where tastyworks is not authorized to do business or where such products and other services offered by the Firm would be contrary to the securities regulations, futures regulations or other local laws and regulations of that jurisdiction. Options involve risk and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant losses. Please read Characteristics and Risks of Standardized Options before deciding to invest in options.

Futures accounts are not protected by the Securities Investor Protection Corporation (SIPC). All customer futures accounts' positions and cash balances are segregated by Apex Clearing Corporation. Futures and futures options trading is speculative and is not suitable for all investors. Please read the Futures & Exchange-Traded Options Risk Disclosure Statement prior to trading futures products.

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